| Business Continuity Plan Notification and Disclosure |
|
Sterne, Agee & Leach Inc.(SALI) custodies your assets as introduced by Jackson & Smith Investment Securities, LLC(JSIS). SALI and JSIS each have a Business Continuity Plan(BCP) as required under NYSE Rule 446 and NASD Rule 3510 that contemplate both temporary and longer term business interruptions. In the event of an interruption, JSIS will be advised of contingency plans that will allow us to continue to process transactions and provide access for you to your assets on deposit at SALI. Contact JSIS at 704-865-9546 for details of our BCP and/or visit the SALI website www.salclearing.com or call 800-264-4863 for more information about your account access during a business interruption.
|
|